Virtual PD REGISTRATION

NGPF Speaker Series: Fairness in Financial Markets with FINRA’s Ritta McLaughlin and Kyle Morse

Event Details

Date Icon Date

Thu, Feb 05, 2026

Time Icon Time

4:00 pm PST

Cost Icon Cost

FREE

Credit Icon Credit

1 NGPF Academy Credit

About This Virtual PD: 

NGPF Speaker Series: NGPF welcomes FINRA's Ritta McLaughlin, Director of Member Supervision in the Office of Strategic Engagement, and Kyle Morse, Vice President of Firm Group Examinations, for a deep dive into FINRA's multi-faceted approach to investor protection and market integrity. Ritta shares insights on how FINRA protects investors through strategic engagement with broker-dealer firms, fostering compliance, promoting effective practices, and ensuring that everyone can invest with confidence. Kyle offers an inside look at how examination teams conduct risk-based oversight of member firms, identify emerging risks, and help ensure consistent application of regulatory standards that protect investors from fraud and misconduct. Together, they connect the dots for educators and students about how supervision and industry engagement translate into real-world protections for everyday investors, and why understanding this regulatory framework is essential for the next generation of financially capable citizens.

ABOUT VIRTUAL PDS

Virtual PD is a live Zoom, facilitated by NGPF, with teachers from around the country focused on collaboration and growth. Each session is fully interactive and designed to boost your content knowledge or build your teaching repertoire.